683.0K XNAS Volume
XNAS 21 Mar, 2025 5:30 PM (EDT)
| Client Name | Client Category | Action | Reported to Exchange | Quantity | Post Transaction Holding | Traded % | Avg. Price | Value | Security Type |
|---|---|---|---|---|---|---|---|---|---|
| Faisal G. Sukhtian | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 04 Feb 2025 | 12,323 | 12,323 | - | - | Stock Option (Right to Buy) | |
| Ghiath M. Sukhtian | Director, Ten Percent Owner | Exercise or conversion of derivative security received from the company (such as an option) at price $ 2.51 per share. | 17 Jan 2025 | 3,458,571 | 9,266,645 (17%) | 6% | 2.5 | 8,681,013 | Common Stock |
| Kurt J. Hilzinger | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Oct 2024 | 56,636 | 56,636 | - | - | Stock Option (Right to Buy) | |
| Kurt J. Hilzinger | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Oct 2024 | 18,672 | 18,672 | - | - | Stock Option (Right to Buy) | |
| Kurt J. Hilzinger | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Oct 2024 | 105,151 | 105,151 | - | - | Stock Option (Right to Buy) | |
| Ralph H. Thurman | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Oct 2024 | 89,549 | 89,549 | - | - | Stock Option (Right to Buy) | |
| Ralph H. Thurman | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Oct 2024 | 56,636 | 56,636 | - | - | Stock Option (Right to Buy) | |
| Julian S. Gangolli | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Oct 2024 | 56,636 | 56,636 | - | - | Stock Option (Right to Buy) | |
| Julian S. Gangolli | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Oct 2024 | 71,169 | 71,169 | - | - | Stock Option (Right to Buy) | |
| Gerd U. Auffarth | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Oct 2024 | 56,636 | 56,636 | - | - | Stock Option (Right to Buy) | |
| Gerd U. Auffarth | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Oct 2024 | 12,082 | 12,082 | - | - | Stock Option (Right to Buy) | |
| Gerd U. Auffarth | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Oct 2024 | 29,493 | 29,493 | - | - | Stock Option (Right to Buy) | |
| Julia A. Haller | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Oct 2024 | 47,232 | 47,232 | - | - | Stock Option (Right to Buy) | |
| Julia A. Haller | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Oct 2024 | 12,082 | 12,082 | - | - | Stock Option (Right to Buy) | |
| Julia A. Haller | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Oct 2024 | 56,636 | 56,636 | - | - | Stock Option (Right to Buy) | |
| Faisal G. Sukhtian | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Oct 2024 | 56,636 | 56,636 | - | - | Stock Option (Right to Buy) | |
| Faisal G. Sukhtian | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Oct 2024 | 134,430 | 134,430 | - | - | Stock Option (Right to Buy) | |
| Faisal G. Sukhtian | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Oct 2024 | 19,771 | 19,771 | - | - | Stock Option (Right to Buy) | |
| Yezan Munther Haddadin | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Oct 2024 | 56,636 | 56,636 | - | - | Stock Option (Right to Buy) | |
| Yezan Munther Haddadin | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Oct 2024 | 132,293 | 132,293 | - | - | Stock Option (Right to Buy) | |
| Yezan Munther Haddadin | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Oct 2024 | 19,771 | 19,771 | - | - | Stock Option (Right to Buy) | |
| Andong Huang | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Oct 2024 | 23,509 | 23,509 | - | - | Stock Option (Right to Buy) | |
| Andong Huang | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Oct 2024 | 10,984 | 10,984 | - | - | Stock Option (Right to Buy) | |
| Andong Huang | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Oct 2024 | 56,636 | 56,636 | - | - | Stock Option (Right to Buy) | |
| Lawrence A. Kenyon | Director, Chief Financial Officer | Purchase of securities on an exchange or from another person at price $ 5.69 per share. | 26 Sep 2024 | 5,000 | 5,946 (0%) | 0% | 5.7 | 28,446 | Common Stock |
| Yezan Munther Haddadin | Director | Purchase of securities on an exchange or from another person at price $ 11.82 per share. | 28 Mar 2024 | 1,881 | 5,048 (0%) | 0% | 11.8 | 22,242 | Common Stock |
| Lawrence A. Kenyon | Director, CHIEF FINANCIAL OFFICER | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 20 Mar 2024 | 12,500 | 12,500 | - | - | Stock Option (Right to Buy) | |
| Jeff Evanson | CHIEF COMMERCIAL OFFICER | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 20 Mar 2024 | 25,000 | 25,000 | - | - | Stock Option (Right to Buy) | |
| Ghiath M. Sukhtian | Director, Ten Percent Owner | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 18 Mar 2024 | 2,305,714 | 5,808,074 (10%) | 4% | - | Common Stock | |
| Ghiath M. Sukhtian | Director, Ten Percent Owner | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 18 Mar 2024 | 3,458,571 | 3,458,571 | - | - | Warrants (right to buy) | |
| Kurt J. Hilzinger | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 07 Mar 2024 | 94,441 | 94,441 | - | - | Stock Option (Right to Buy) | |
| Ralph H. Thurman | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 07 Mar 2024 | 94,441 | 94,441 | - | - | Stock Option (Right to Buy) | |
| Julian S. Gangolli | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 07 Mar 2024 | 94,441 | 94,441 | - | - | Stock Option (Right to Buy) | |
| Gerd U. Auffarth | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 07 Mar 2024 | 94,441 | 94,441 | - | - | Stock Option (Right to Buy) | |
| Julia A. Haller | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 07 Mar 2024 | 94,441 | 94,441 | - | - | Stock Option (Right to Buy) | |
| Faisal G. Sukhtian | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 07 Mar 2024 | 94,441 | 94,441 | - | - | Stock Option (Right to Buy) | |
| Yezan Munther Haddadin | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 07 Mar 2024 | 94,441 | 94,441 | - | - | Stock Option (Right to Buy) | |
| Andong Huang | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 07 Mar 2024 | 94,441 | 94,441 | - | - | Stock Option (Right to Buy) | |
| Jeff Evanson | CHIEF COMMERCIAL OFFICER | Purchase of securities on an exchange or from another person at price $ 0.42 per share. | 07 Mar 2024 | 62,484 | 808,459 (1%) | 0% | 0.4 | 26,243 | Common Stock |
| Ghiath M. Sukhtian | Director, Ten Percent Owner | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 17 Jan 2024 | 3,458,571 | 3,458,571 | - | - | Warrants (right to buy) | |
| Ghiath M. Sukhtian | Director, Ten Percent Owner | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 17 Jan 2024 | 3,458,571 | 3,458,571 | - | - | Warrants (right to buy) | |
| Ghiath M. Sukhtian | Director, Ten Percent Owner | Sale or transfer of securities back to the company at price $ 0.00 per share. | 17 Jan 2024 | 3,458,571 | 0 | - | - | Warrants (right to buy) | |
| Ghiath M. Sukhtian | Director, Ten Percent Owner | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 17 Jan 2024 | 3,458,571 | 3,458,571 | - | - | Warrants (right to buy) | |
| Ghiath M. Sukhtian | Director, Ten Percent Owner | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 17 Jan 2024 | 3,458,571 | 0 | - | - | Warrants (right to buy) | |
| Jeff Evanson | Chief Commercial Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 17 Apr 2023 | 192,143 | 192,143 | - | - | Stock Option (Right to Buy) | |
| Terry Dagnon | Chief Operations Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 17 Apr 2023 | 192,143 | 192,143 | - | - | Stock Option (Right to Buy) | |
| Kurt J. Hilzinger | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 29 Mar 2023 | 41,065 | 41,065 | - | - | Stock Option (Right to Buy) | |
| Ralph H. Thurman | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 29 Mar 2023 | 41,065 | 41,065 | - | - | Stock Option (Right to Buy) | |
| Julian S. Gangolli | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 29 Mar 2023 | 41,065 | 41,065 | - | - | Stock Option (Right to Buy) | |
| Gerd U. Auffarth | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 29 Mar 2023 | 41,065 | 41,065 | - | - | Stock Option (Right to Buy) | |
| Julia A. Haller | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 29 Mar 2023 | 41,065 | 41,065 | - | - | Stock Option (Right to Buy) | |
| Faisal G. Sukhtian | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 29 Mar 2023 | 41,065 | 41,065 | - | - | Stock Option (Right to Buy) | |
| Yezan Munther Haddadin | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 29 Mar 2023 | 41,065 | 41,065 | - | - | Stock Option (Right to Buy) | |
| Andong Huang | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 29 Mar 2023 | 41,065 | 41,065 | - | - | Stock Option (Right to Buy) | |
| Jeff Evanson | Chief Commercial Officer | Sale of securities on an exchange or to another person at price $ 1.11 per share. | 20 Jan 2023 | 267,000 | 745,975 (1%) | 0% | 1.1 | 296,370 | Common Stock |
| Jeff Evanson | Chief Commercial Officer | Sale of securities on an exchange or to another person at price $ 1.31 per share. | 17 Jan 2023 | 27,162 | 1,149,968 (2%) | 0% | 1.3 | 35,582 | Common Stock |
| Jeff Evanson | Chief Commercial Officer | Sale of securities on an exchange or to another person at price $ 1.22 per share. | 17 Jan 2023 | 103,255 | 1,012,975 (1%) | 0% | 1.2 | 125,971 | Common Stock |
| Jeff Evanson | Chief Commercial Officer | Sale of securities on an exchange or to another person at price $ 1.25 per share. | 17 Jan 2023 | 33,738 | 1,116,230 (2%) | 0% | 1.3 | 42,173 | Common Stock |
| Ghiath M. Sukhtian | Director, Ten Percent Owner | Grant, award, or other acquisition of securities at price $ 0.88 per share. | 28 Dec 2022 | 14,230,418 | 70,047,204 (131%) | 26% | 0.9 | 12,499,999 | Common Stock |
| Faisal G. Sukhtian | Director | Purchase of securities on an exchange or from another person at price $ 1.29 per share. | 07 Oct 2022 | 30,000 | 68,000 (0%) | 0% | 1.3 | 38,700 | Common Stock |
| Yezan Munther Haddadin | Director | Purchase of securities on an exchange or from another person at price $ 1.27 per share. | 06 Oct 2022 | 3,600 | 63,343 (0%) | 0% | 1.3 | 4,572 | Common Stock |
| Yezan Munther Haddadin | Director | Purchase of securities on an exchange or from another person at price $ 1.29 per share. | 06 Oct 2022 | 29,743 | 59,743 (0%) | 0% | 1.3 | 38,368 | Common Stock |
| Kurt J. Hilzinger | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 05 Oct 2022 | 57,598 | 57,598 | - | - | Stock Option (Right to Buy) | |
| Julian S. Gangolli | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 05 Oct 2022 | 74,398 | 74,398 | - | - | Stock Option (Right to Buy) | |
| Gerd U. Auffarth | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 05 Oct 2022 | 42,239 | 42,239 | - | - | Stock Option (Right to Buy) | |
| Julia A. Haller | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 05 Oct 2022 | 42,239 | 42,239 | - | - | Stock Option (Right to Buy) | |
| Faisal G. Sukhtian | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 05 Oct 2022 | 74,878 | 74,878 | - | - | Stock Option (Right to Buy) | |
| Yezan Munther Haddadin | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 05 Oct 2022 | 71,998 | 71,998 | - | - | Stock Option (Right to Buy) | |
| Andong Huang | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 05 Oct 2022 | 38,399 | 38,399 | - | - | Stock Option (Right to Buy) | |
| Kurt J. Hilzinger | Director | Purchase of securities on an exchange or from another person at price $ 1.23 per share. | 04 Oct 2022 | 15,662 | 473,117 (0%) | 0% | 1.2 | 19,264 | Common Stock |
| Kurt J. Hilzinger | Director | Purchase of securities on an exchange or from another person at price $ 1.29 per share. | 04 Oct 2022 | 95,541 | 457,455 (0%) | 0% | 1.3 | 123,248 | Common Stock |
| Kurt J. Hilzinger | Director | Purchase of securities on an exchange or from another person at price $ 1.19 per share. | 29 Sep 2022 | 13,800 | 286,917 (0%) | 0% | 1.2 | 16,422 | Common Stock |
| Kurt J. Hilzinger | Director | Purchase of securities on an exchange or from another person at price $ 1.25 per share. | 29 Sep 2022 | 41,798 | 361,914 (0%) | 0% | 1.3 | 52,248 | Common Stock |
| Kurt J. Hilzinger | Director | Purchase of securities on an exchange or from another person at price $ 1.26 per share. | 29 Sep 2022 | 33,199 | 320,116 (0%) | 0% | 1.3 | 41,831 | Common Stock |
| Julia A. Haller | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 11 Aug 2022 | 25,000 | 25,000 | - | - | Stock Option (Right to Buy) | |
| Terry Dagnon | Chief Operating Officer | Purchase of securities on an exchange or from another person at price $ 1.05 per share. | 21 Jun 2022 | 10,000 | 1,173,058 (2%) | 0% | 1.1 | 10,500 | Common Stock |
| Faisal G. Sukhtian | Director, Ten Percent Owner | Other type of transaction at price $ 0.00 per share. | 21 Apr 2022 | 27,982,529 | 55,816,786 (105%) | 52% | - | Common Stock | |
| Ghiath M. Sukhtian | Director, Ten Percent Owner | Other type of transaction at price $ 0.00 per share. | 21 Apr 2022 | 27,982,529 | 55,816,786 (105%) | 52% | - | Common Stock | |
| Jeff Evanson | Chief Commercial Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 31 Mar 2022 | 100,000 | 100,000 | - | - | Stock Option (Right to Buy) | |
| Terry Dagnon | Chief Operating Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 31 Mar 2022 | 100,000 | 100,000 | - | - | Stock Option (Right to Buy) | |
| Kurt J. Hilzinger | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 23 Mar 2022 | 21,878 | 21,878 | - | - | Stock Option (Right to Buy) | |
| Ralph H. Thurman | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 23 Mar 2022 | 81,878 | 81,878 | - | - | Stock Option (Right to Buy) | |
| Julian S. Gangolli | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 23 Mar 2022 | 21,878 | 21,878 | - | - | Stock Option (Right to Buy) | |
| Gerd U. Auffarth | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 23 Mar 2022 | 21,878 | 21,878 | - | - | Stock Option (Right to Buy) | |
| Faisal G. Sukhtian | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 23 Mar 2022 | 21,878 | 21,878 | - | - | Stock Option (Right to Buy) | |
| Yezan Munther Haddadin | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 23 Mar 2022 | 21,878 | 21,878 | - | - | Stock Option (Right to Buy) | |
| Andong Huang | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 23 Mar 2022 | 21,878 | 21,878 | - | - | Stock Option (Right to Buy) | |
| Kurt J. Hilzinger | Director | Purchase of securities on an exchange or from another person at price $ 1.69 per share. | 01 Mar 2022 | 27,708 | 273,117 (0%) | 0% | 1.7 | 46,827 | Common Stock |
| Kurt J. Hilzinger | Director | Purchase of securities on an exchange or from another person at price $ 1.60 per share. | 24 Feb 2022 | 6,000 | 245,409 (0%) | 0% | 1.6 | 9,600 | Common Stock |
| Kurt J. Hilzinger | Director | Purchase of securities on an exchange or from another person at price $ 1.46 per share. | 24 Feb 2022 | 41,160 | 239,409 (0%) | 0% | 1.5 | 60,094 | Common Stock |
| Kurt J. Hilzinger | Director | Purchase of securities on an exchange or from another person at price $ 1.44 per share. | 22 Feb 2022 | 79,535 | 198,249 (0%) | 0% | 1.4 | 114,530 | Common Stock |
| Kurt J. Hilzinger | Director | Purchase of securities on an exchange or from another person at price $ 1.49 per share. | 22 Feb 2022 | 95,597 | 118,714 (0%) | 0% | 1.5 | 142,440 | Common Stock |
| Ghiath M. Sukhtian | Director, Ten Percent Owner | Other type of transaction at price $ 1.25 per share. | 01 Feb 2022 | 2,500,000 | 27,982,529 (52%) | 4% | 1.3 | 3,125,000 | Common Stock |
| Arun Kumar Pillai | Director, Ten Percent Owner | Other type of transaction at price $ 1.25 per share. | 01 Feb 2022 | 2,500,000 | 22,982,529 (43%) | 4% | 1.3 | 3,125,000 | Common Stock |
| Jeff Evanson | Chief Commercial Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 21 Dec 2021 | 800,000 | 800,000 | - | - | Stock Option (Right to Buy) | |
| Terry Dagnon | Chief Operating Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 21 Dec 2021 | 800,000 | 800,000 | - | - | Stock Option (Right to Buy) | |
| Terry Dagnon | Chief Operating Officer | Purchase of securities on an exchange or from another person at price $ 1.38 per share. | 06 Dec 2021 | 25,201 | 1,163,058 (2%) | 0% | 1.4 | 34,777 | Common Stock |
| Jeff Evanson | Chief Commercial Officer | Purchase of securities on an exchange or from another person at price $ 1.34 per share. | 03 Dec 2021 | 35,200 | 1,177,130 (2%) | 0% | 1.3 | 47,168 | Common Stock |
| Terry Dagnon | Chief Operating Officer | Purchase of securities on an exchange or from another person at price $ 1.42 per share. | 03 Dec 2021 | 10,000 | 1,137,857 (2%) | 0% | 1.4 | 14,200 | Common Stock |
| Faisal G. Sukhtian | Director | Purchase of securities on an exchange or from another person at price $ 1.40 per share. | 02 Dec 2021 | 18,000 | 38,000 (0%) | 0% | 1.4 | 25,200 | Common Stock |
| Yezan Munther Haddadin | Director | Purchase of securities on an exchange or from another person at price $ 1.39 per share. | 02 Dec 2021 | 10,000 | 30,000 (0%) | 0% | 1.4 | 13,900 | Common Stock |
| Ghiath M. Sukhtian | Director, Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 1.25 per share. | 29 Nov 2021 | 16,000,000 | 27,834,257 (52%) | 30% | 1.3 | 20,000,000 | Common Stock |
| Kurt J. Hilzinger | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 05 Oct 2021 | 34,425 | 34,425 | - | - | Stock Option (Right to Buy) | |
| Julian S. Gangolli | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 05 Oct 2021 | 44,466 | 44,466 | - | - | Stock Option (Right to Buy) | |
| Gerd U. Auffarth | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 05 Oct 2021 | 25,245 | 25,245 | - | - | Stock Option (Right to Buy) | |
| Faisal G. Sukhtian | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 05 Oct 2021 | 44,753 | 44,753 | - | - | Stock Option (Right to Buy) | |
| Yezan Munther Haddadin | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 05 Oct 2021 | 47,335 | 47,335 | - | - | Stock Option (Right to Buy) | |
| Andong Huang | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 05 Oct 2021 | 22,950 | 22,950 | - | - | Stock Option (Right to Buy) | |
| Lawrence A. Kenyon | Director, CEO, Pres, CFO, Treas & Secy | Purchase of securities on an exchange or from another person at price $ 1.83 per share. | 20 Apr 2021 | 10,000 | 18,926 (0%) | 0% | 1.8 | 18,300 | Common Stock |
| Faisal G. Sukhtian | Director | Purchase of securities on an exchange or from another person at price $ 1.82 per share. | 19 Apr 2021 | 10,000 | 20,000 (0%) | 0% | 1.8 | 18,200 | Common Stock |
| Yezan Munther Haddadin | Director | Purchase of securities on an exchange or from another person at price $ 1.82 per share. | 19 Apr 2021 | 10,000 | 20,000 (0%) | 0% | 1.8 | 18,200 | Common Stock |
| Kurt J. Hilzinger | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 24 Mar 2021 | 20,873 | 20,873 | - | - | Stock Option (Right to Buy) | |
| Ralph H. Thurman | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 24 Mar 2021 | 20,873 | 20,873 | - | - | Stock Option (Right to Buy) | |
| Julian S. Gangolli | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 24 Mar 2021 | 20,873 | 20,873 | - | - | Stock Option (Right to Buy) | |
| Gerd U. Auffarth | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 24 Mar 2021 | 20,873 | 20,873 | - | - | Stock Option (Right to Buy) | |
| Faisal G. Sukhtian | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 24 Mar 2021 | 20,873 | 20,873 | - | - | Stock Option (Right to Buy) | |
| Yezan Munther Haddadin | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 24 Mar 2021 | 20,873 | 20,873 | - | - | Stock Option (Right to Buy) | |
| Andong Huang | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 24 Mar 2021 | 20,873 | 20,873 | - | - | Stock Option (Right to Buy) | |
| Jeff Evanson | Chief Commercial Officer | Sale of securities on an exchange or to another person at price $ 2.09 per share. | 23 Feb 2021 | 8,554 | 1,141,930 (2%) | 0% | 2.1 | 17,861 | Common Stock |
| Terry Dagnon | Chief Operating Officer | Sale of securities on an exchange or to another person at price $ 2.09 per share. | 23 Feb 2021 | 15,900 | 1,127,857 (2%) | 0% | 2.1 | 33,199 | Common Stock |
| Jeff Evanson | Chief Commercial Officer | Sale of securities on an exchange or to another person at price $ 2.55 per share. | 12 Feb 2021 | 56,973 | 1,150,484 (2%) | 0% | 2.5 | 145,281 | Common Stock |
| Terry Dagnon | Chief Operating Officer | Sale of securities on an exchange or to another person at price $ 2.55 per share. | 12 Feb 2021 | 63,700 | 1,143,757 (2%) | 0% | 2.6 | 162,435 | Common Stock |
| Ghiath M. Sukhtian | Director, Ten Percent Owner | Grant, award, or other acquisition of securities at price $ 1.00 per share. | 10 Feb 2021 | 1,013,627 | 11,834,257 (22%) | 1% | 1 | 1,013,627 | Common Stock |
| Ghiath M. Sukhtian | Director, Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 1.00 per share. | 02 Feb 2021 | 8,360,000 | 10,820,630 (20%) | 15% | 1 | 8,360,000 | Common Stock |
| Yezan Munther Haddadin | Director | Purchase of securities on an exchange or from another person at price $ 0.72 per share. | 22 Sep 2020 | 10,000 | 10,000 (0%) | 0% | 0.7 | 7,245 | Common Stock |
| Faisal G. Sukhtian | Director | Purchase of securities on an exchange or from another person at price $ 0.67 per share. | 17 Sep 2020 | 10,000 | 10,000 (0%) | 0% | 0.7 | 6,731 | Common Stock |
| Randy H. Thurman | Director | Purchase of securities on an exchange or from another person at price $ 0.62 per share. | 14 Sep 2020 | 10,000 | 11,875 (0%) | 0% | 0.6 | 6,200 | Common Stock |
| Kurt J. Hilzinger | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 17 Jul 2020 | 210,000 | 210,000 | - | - | Stock Option (Right to Buy) | |
| Lawrence A. Kenyon | Director, CEO, Pres, CFO, Treas & Secy | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 17 Jul 2020 | 450,000 | 450,000 | - | - | Stock Option (Right to Buy) | |
| Randy H. Thurman | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 17 Jul 2020 | 154,555 | 154,555 | - | - | Stock Option (Right to Buy) | |
| Julian S. Gangolli | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 17 Jul 2020 | 125,000 | 125,000 | - | - | Stock Option (Right to Buy) | |
| Gerd U. Auffarth | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 17 Jul 2020 | 125,000 | 125,000 | - | - | Stock Option (Right to Buy) | |
| Faisal G. Sukhtian | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 17 Jul 2020 | 135,000 | 135,000 | - | - | Stock Option (Right to Buy) | |
| Yezan Munther Haddadin | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 17 Jul 2020 | 135,000 | 135,000 | - | - | Stock Option (Right to Buy) | |
| Andong Huang | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 17 Jul 2020 | 125,000 | 125,000 | - | - | Stock Option (Right to Buy) | |
| Julian S. Gangolli | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Jul 2020 | 35,006 | 35,006 | - | - | Stock Option (Right to Buy) | |
| Gerd U. Auffarth | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Jul 2020 | 19,874 | 19,874 | - | - | Stock Option (Right to Buy) | |
| Andong Huang | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Jul 2020 | 11,376 | 11,376 | - | - | Stock Option (Right to Buy) | |
| Andong Huang | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 19 Jun 2020 | 25,000 | 25,000 | - | - | Stock Option (Right to Buy) | |
| Julian S. Gangolli | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 20 Apr 2020 | 25,000 | 25,000 | - | - | Stock Option (Right to Buy) | |
| Gerd U. Auffarth | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 20 Apr 2020 | 25,000 | 25,000 | - | - | Stock Option (Right to Buy) | |
| Kurt J. Hilzinger | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 19 Mar 2020 | 15,000 | 15,000 | - | - | Stock Option (Right to Buy) | |
| Lawrence A. Kenyon | Director, CEO, Pres, CFO, Treas & Secy | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 19 Mar 2020 | 216,435 | 216,435 | - | - | Stock Option (Right to Buy) | |
| Randy H. Thurman | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 19 Mar 2020 | 15,000 | 15,000 | - | - | Stock Option (Right to Buy) | |
| Faisal G. Sukhtian | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 19 Mar 2020 | 15,000 | 15,000 | - | - | Stock Option (Right to Buy) | |
| Yezan Munther Haddadin | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 19 Mar 2020 | 15,000 | 15,000 | - | - | Stock Option (Right to Buy) | |
| Jeff Evanson | Chief Commercial Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 19 Mar 2020 | 1,207,457 | 1,207,457 (2%) | 2% | 0 | Common Stock | |
| Terry Dagnon | Chief Operating Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 19 Mar 2020 | 1,207,457 | 1,207,457 (2%) | 2% | 0 | Common Stock | |
| Ghiath M. Sukhtian | Director, Ten Percent Owner | Grant, award, or other acquisition of securities at price $ 1.02 per share. | 26 Feb 2020 | 2,460,630 | 2,460,630 (4%) | 4% | 1.0 | 2,500,000 | Common Stock |
| Ghiath M. Sukhtian | Director, Ten Percent Owner | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 26 Feb 2020 | 1,230,315 | 1,230,315 | - | - | Warrants | |
| Yezan Munther Haddadin | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 02 Jan 2020 | 5,980 | 5,980 | - | - | Stock Option (Right to Buy) | |
| Kurt J. Hilzinger | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 03 Oct 2019 | 15,000 | 15,000 | - | - | Stock Option (Right to Buy) | |
| Kurt J. Hilzinger | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 03 Oct 2019 | 60,893 | 60,893 | - | - | Stock Option (Right to Buy) | |
| Randy H. Thurman | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 03 Oct 2019 | 207,036 | 207,036 | - | - | Stock Option (Right to Buy) | |
| Randy H. Thurman | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 03 Oct 2019 | 15,000 | 15,000 | - | - | Stock Option (Right to Buy) | |
| Faisal G. Sukhtian | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 03 Oct 2019 | 86,772 | 86,772 | - | - | Stock Option (Right to Buy) | |
| Faisal G. Sukhtian | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 03 Oct 2019 | 15,000 | 15,000 | - | - | Stock Option (Right to Buy) | |
| Joe Thomas | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 03 Oct 2019 | 15,000 | 15,000 | - | - | Stock Option (Right to Buy) | |
| Joe Thomas | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 03 Oct 2019 | 48,207 | 48,207 | - | - | Stock Option (Right to Buy) | |
| Yezan Munther Haddadin | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 03 Oct 2019 | 80,176 | 80,176 | - | - | Stock Option (Right to Buy) | |
| Yezan Munther Haddadin | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 03 Oct 2019 | 15,000 | 15,000 | - | - | Stock Option (Right to Buy) | |
| Lawrence A. Kenyon | Director, CEO, Pres, CFO, Treas & Secy | Sale of securities on an exchange or to another person at price $ 1.70 per share. | 18 Sep 2019 | 1,350 | 8,926 (0%) | 0% | 1.7 | 2,295 | Common Stock |
| Lawrence A. Kenyon | Director, CEO, Pres, CFO, Treas & Secy | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 12 Sep 2019 | 450,000 | 450,000 | - | - | Stock Option (Right to Buy) | |
| Lawrence A. Kenyon | Director, CEO, Pres, CFO, Treas & Secy | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 19 Feb 2019 | 800,000 | 800,000 | - | - | Stock Option (Right to Buy) | |
| Kenneth M. Bahrt | Chief Medical Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 19 Feb 2019 | 600,000 | 600,000 | - | - | Stock Option (Right to Buy) | |
| Lawrence A. Kenyon | Director, CEO, Pres, CFO, Treas & Secy | Purchase of securities on an exchange or from another person at price $ 0.90 per share. | 07 Feb 2019 | 25,000 | 82,213 (0%) | 0% | 0.9 | 22,380 | Common Stock |
| Kurt J. Hilzinger | None | Purchase of securities on an exchange or from another person at price $ 0.80 per share. | 04 Feb 2019 | 5,983 | 184,947 (0%) | 0% | 0.8 | 4,786 | Common Stock |
| Kurt J. Hilzinger | None | Purchase of securities on an exchange or from another person at price $ 0.72 per share. | 30 Jan 2019 | 4,890 | 164,464 (0%) | 0% | 0.7 | 3,521 | Common Stock |
| Kurt J. Hilzinger | None | Purchase of securities on an exchange or from another person at price $ 0.75 per share. | 30 Jan 2019 | 6,300 | 170,764 (0%) | 0% | 0.8 | 4,725 | Common Stock |
| Kurt J. Hilzinger | None | Purchase of securities on an exchange or from another person at price $ 0.77 per share. | 30 Jan 2019 | 8,200 | 178,964 (0%) | 0% | 0.8 | 6,314 | Common Stock |
| Kurt J. Hilzinger | None | Purchase of securities on an exchange or from another person at price $ 0.69 per share. | 25 Jan 2019 | 10,828 | 138,290 (0%) | 0% | 0.7 | 7,471 | Common Stock |
| Kurt J. Hilzinger | None | Purchase of securities on an exchange or from another person at price $ 0.73 per share. | 25 Jan 2019 | 5,400 | 159,574 (0%) | 0% | 0.7 | 3,942 | Common Stock |
| Kurt J. Hilzinger | None | Purchase of securities on an exchange or from another person at price $ 0.71 per share. | 25 Jan 2019 | 15,884 | 154,174 (0%) | 0% | 0.7 | 11,278 | Common Stock |
| Kurt J. Hilzinger | None | Purchase of securities on an exchange or from another person at price $ 0.67 per share. | 22 Jan 2019 | 2,266 | 127,462 (0%) | 0% | 0.7 | 1,518 | Common Stock |
| Kurt J. Hilzinger | None | Purchase of securities on an exchange or from another person at price $ 0.68 per share. | 22 Jan 2019 | 10,749 | 125,196 (0%) | 0% | 0.7 | 7,309 | Common Stock |
| Kurt J. Hilzinger | None | Purchase of securities on an exchange or from another person at price $ 0.68 per share. | 16 Jan 2019 | 800 | 112,147 (0%) | 0% | 0.7 | 544 | Common Stock |
| Kurt J. Hilzinger | None | Purchase of securities on an exchange or from another person at price $ 0.69 per share. | 16 Jan 2019 | 2,300 | 114,447 (0%) | 0% | 0.7 | 1,587 | Common Stock |
| Pankaj Mohan | Director, Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 0.68 per share. | 15 Jan 2019 | 8,000 | 7,064,553 (13%) | 0% | 0.7 | 5,440 | Common Stock |
| Kurt J. Hilzinger | None | Purchase of securities on an exchange or from another person at price $ 0.70 per share. | 14 Jan 2019 | 2,266 | 111,347 (0%) | 0% | 0.7 | 1,586 | Common Stock |
| Kurt J. Hilzinger | None | Purchase of securities on an exchange or from another person at price $ 0.71 per share. | 14 Jan 2019 | 4,399 | 109,081 (0%) | 0% | 0.7 | 3,123 | Common Stock |
| Kurt J. Hilzinger | None | Purchase of securities on an exchange or from another person at price $ 0.70 per share. | 09 Jan 2019 | 6,053 | 104,682 (0%) | 0% | 0.7 | 4,237 | Common Stock |
| Kurt J. Hilzinger | None | Purchase of securities on an exchange or from another person at price $ 0.73 per share. | 09 Jan 2019 | 2,792 | 98,629 (0%) | 0% | 0.7 | 2,038 | Common Stock |
| Kurt J. Hilzinger | None | Purchase of securities on an exchange or from another person at price $ 0.59 per share. | 04 Jan 2019 | 6,205 | 84,261 (0%) | 0% | 0.6 | 3,661 | Common Stock |
| Kurt J. Hilzinger | None | Purchase of securities on an exchange or from another person at price $ 0.63 per share. | 04 Jan 2019 | 5,166 | 89,427 (0%) | 0% | 0.6 | 3,255 | Common Stock |
| Kurt J. Hilzinger | None | Purchase of securities on an exchange or from another person at price $ 0.65 per share. | 04 Jan 2019 | 6,410 | 95,837 (0%) | 0% | 0.7 | 4,167 | Common Stock |
| Kurt J. Hilzinger | None | Purchase of securities on an exchange or from another person at price $ 0.59 per share. | 31 Dec 2018 | 1,640 | 73,856 (0%) | 0% | 0.6 | 968 | Common Stock |
| Kurt J. Hilzinger | None | Purchase of securities on an exchange or from another person at price $ 0.59 per share. | 31 Dec 2018 | 11,349 | 72,216 (0%) | 0% | 0.6 | 6,696 | Common Stock |
| Kurt J. Hilzinger | None | Purchase of securities on an exchange or from another person at price $ 0.59 per share. | 31 Dec 2018 | 4,200 | 78,056 (0%) | 0% | 0.6 | 2,478 | Common Stock |
| Kurt J. Hilzinger | None | Purchase of securities on an exchange or from another person at price $ 0.52 per share. | 26 Dec 2018 | 11,910 | 60,867 (0%) | 0% | 0.5 | 6,193 | Common Stock |
| Kurt J. Hilzinger | None | Purchase of securities on an exchange or from another person at price $ 0.54 per share. | 26 Dec 2018 | 5,714 | 48,227 (0%) | 0% | 0.5 | 3,086 | Common Stock |
| Kurt J. Hilzinger | None | Purchase of securities on an exchange or from another person at price $ 0.51 per share. | 26 Dec 2018 | 730 | 48,957 (0%) | 0% | 0.5 | 372 | Common Stock |
| Kurt J. Hilzinger | None | Purchase of securities on an exchange or from another person at price $ 0.66 per share. | 21 Dec 2018 | 1,113 | 42,513 (0%) | 0% | 0.7 | 735 | Common Stock |
| Kurt J. Hilzinger | None | Purchase of securities on an exchange or from another person at price $ 0.65 per share. | 21 Dec 2018 | 3,600 | 41,400 (0%) | 0% | 0.7 | 2,340 | Common Stock |
| Randy H. Thurman | None | Purchase of securities on an exchange or from another person at price $ 0.68 per share. | 21 Dec 2018 | 15,000 | 15,000 (0%) | 0% | 0.7 | 10,251 | Common Stock |
| Kurt J. Hilzinger | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 09 Nov 2018 | 203,851 | 203,851 | - | - | Stock Option (Right to Buy) | |
| Randy H. Thurman | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 09 Nov 2018 | 567,522 | 567,522 | - | - | Stock Option (Right to Buy) | |
| Pankaj Mohan | Director, Ten Percent Owner | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 09 Nov 2018 | 114,157 | 114,157 | - | - | Stock Option (Right to Buy) | |
| Joerg Windisch | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 09 Nov 2018 | 130,465 | 130,465 | - | - | Stock Option (Right to Buy) | |
| Pankaj Mohan | Director, President & CEO, Ten Percent Owner | Sale of securities on an exchange or to another person at price $ 1.18 per share. | 03 Jan 2018 | 52,108 | 7,119,122 (27%) | 0% | 1.2 | 61,487 | Common Stock |
| Pankaj Mohan | Director, President & CEO, Ten Percent Owner | Sale of securities on an exchange or to another person at price $ 1.16 per share. | 03 Jan 2018 | 62,569 | 7,056,553 (27%) | 0% | 1.2 | 72,580 | Common Stock |
| Lawrence A. Kenyon | CFO and Secretary | Sale of securities on an exchange or to another person at price $ 1.13 per share. | 22 Dec 2017 | 26,165 | 67,313 (0%) | 0% | 1.1 | 29,566 | Common Stock |
| Kenneth M. Bahrt | Chief Medical Officer | Sale of securities on an exchange or to another person at price $ 1.13 per share. | 22 Dec 2017 | 26,165 | 54,820 (0%) | 0% | 1.1 | 29,566 | Common Stock |
| Elizabeth A. Yamashita | VP, Regulatory Affairs | Sale of securities on an exchange or to another person at price $ 1.13 per share. | 22 Dec 2017 | 16,170 | 64,648 (0%) | 0% | 1.1 | 18,272 | Common Stock |
| Stephen J. Mcandrew | SVP Bus. Strat. & Dev. | Sale of securities on an exchange or to another person at price $ 1.13 per share. | 22 Dec 2017 | 15,705 | 50,899 (0%) | 0% | 1.1 | 17,747 | Common Stock |
| Elizabeth A. Yamashita | VP, Regulatory Affairs | Sale of securities on an exchange or to another person at price $ 1.17 per share. | 18 Dec 2017 | 1,509 | 86,969 (0%) | 0% | 1.2 | 1,766 | Common Stock |
| Elizabeth A. Yamashita | VP, Regulatory Affairs | Sale of securities on an exchange or to another person at price $ 1.14 per share. | 18 Dec 2017 | 6,151 | 80,818 (0%) | 0% | 1.1 | 7,012 | Common Stock |
| Pankaj Mohan | Director, President & CEO, Ten Percent Owner | Sale of securities on an exchange or to another person at price $ 1.17 per share. | 18 Dec 2017 | 20,523 | 7,254,838 (29%) | 0% | 1.2 | 24,012 | Common Stock |
| Pankaj Mohan | Director, President & CEO, Ten Percent Owner | Sale of securities on an exchange or to another person at price $ 1.14 per share. | 18 Dec 2017 | 83,608 | 7,171,230 (28%) | 0% | 1.1 | 95,313 | Common Stock |
| Faisal G. Sukhtian | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 31 Oct 2017 | 25,000 | 25,000 | - | - | Stock Option (Right to Buy) | |
| Joe Thomas | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 31 Oct 2017 | 25,000 | 25,000 | - | - | Stock Option (Right to Buy) | |
| Claudio Albrecht | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 31 Oct 2017 | 25,000 | 25,000 | - | - | Stock Option (Right to Buy) | |
| Yezan Munther Haddadin | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 31 Oct 2017 | 25,000 | 25,000 | - | - | Stock Option (Right to Buy) | |
| Kurt J. Hilzinger | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 26 Oct 2017 | 15,000 | 15,000 | - | - | Stock Option (Right to Buy) | |
| Scott A. Canute | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 26 Oct 2017 | 15,000 | 15,000 | - | - | Stock Option (Right to Buy) | |
| Todd C. Brady | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 26 Oct 2017 | 15,000 | 15,000 | - | - | Stock Option (Right to Buy) | |
| Albert D. Dyrness | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 26 Oct 2017 | 15,000 | 15,000 | - | - | Stock Option (Right to Buy) | |
| Kurt J. Hilzinger | None | 23 Jan 2017 | 12,036 | 30,554 (0%) | 0% | 0.0 | 120 | Common Stock | |
| Kurt J. Hilzinger | None | 23 Jan 2017 | 12,036 | 0 | - | - | Warrant (Right to Buy) | ||
| Scott A. Canute | None | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 22 Dec 2016 | 80,500 | 80,500 | - | - | Warrant (Right to Buy) | |
| Albert D. Dyrness | None | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 22 Dec 2016 | 11,500 | 11,500 | - | - | Warrant (Right to Buy) | |
| Lawrence A. Kenyon | CFO and Secretary | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 21 Dec 2016 | 50,000 | 93,478 | - | - | Common Stock | |
| Kenneth M. Bahrt | Chief Medical Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 21 Dec 2016 | 50,000 | 80,985 | - | - | Common Stock | |
| Scott A. Gangloff | SVP, Development & Mfrg | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 21 Dec 2016 | 40,000 | 118,573 | - | - | Common Stock | |
| Kogan Bao | VP, Analytical Sciences | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 21 Dec 2016 | 50,000 | 71,739 | - | - | Common Stock | |
| Elizabeth A. Yamashita | VP, Regulatory Affairs | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 21 Dec 2016 | 45,000 | 88,478 | - | - | Common Stock | |
| Stephen J. Mcandrew | SVP Bus. Strat. & Dev. | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 21 Dec 2016 | 30,000 | 66,604 | - | - | Common Stock | |
| Kurt J. Hilzinger | None | Other type of transaction at price $ 0.00 per share. | 28 Nov 2016 | 12,036 | 12,036 | - | - | Warrant (Right to Buy) | |
| Kurt J. Hilzinger | None | Other type of transaction at price $ 0.00 per share. | 28 Nov 2016 | 11,633 | 11,633 | - | - | Common Stock | |
| Kurt J. Hilzinger | None | Other type of transaction at price $ 0.00 per share. | 28 Nov 2016 | 6,885 | 18,518 | - | - | Common Stock | |
| Scott A. Canute | None | Other type of transaction at price $ 0.00 per share. | 28 Nov 2016 | 57,408 | 246,342 | - | - | Common Stock | |
| Scott A. Canute | None | Other type of transaction at price $ 0.00 per share. | 28 Nov 2016 | 37,315 | 37,315 | - | - | Warrant (Right to Buy) | |
| Robin Smith Hoke | None | Other type of transaction at price $ 0.00 per share. | 28 Nov 2016 | 1,260 | 1,260 | - | - | Warrant (Right to Buy) | |
| Robin Smith Hoke | None | Other type of transaction at price $ 0.00 per share. | 28 Nov 2016 | 1,939 | 1,939 | - | - | Common Stock | |
| Donald J. Griffith | None | Sale of securities on an exchange or to another person at price $ 0.00 per share. | 23 Nov 2016 | 1 | 144,926 | - | - | Common Stock | |
| Scott A. Canute | None | 09 Nov 2016 | 57,971 | 0 | - | - | Restricted Stock Units | ||
| Scott A. Canute | None | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 09 Nov 2016 | 57,971 | 188,934 | - | - | Common Stock | |
| Todd C. Brady | None | 09 Nov 2016 | 28,985 | 28,985 | - | - | Restricted Stock Units | ||
| Todd C. Brady | None | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 09 Nov 2016 | 28,985 | 153,288 | - | - | Common Stock | |
| Scott A. Gangloff | SVP, Development & Mfrg | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 09 Nov 2016 | 115,942 | 115,942 | - | - | Common Stock | |
| Scott A. Gangloff | SVP, Development & Mfrg | 09 Nov 2016 | 115,942 | 0 | - | - | Restricted Stock Units | ||
| Scott A. Gangloff | SVP, Development & Mfrg | Sale of securities on an exchange or to another person at price $ 0.00 per share. | 09 Nov 2016 | 37,369 | 78,573 | - | - | Common Stock | |
| Stephen J. Mcandrew | SVP Bus. Strat. & Dev. | Sale of securities on an exchange or to another person at price $ 0.00 per share. | 09 Nov 2016 | 21,367 | 36,604 | - | - | Common Stock | |
| Stephen J. Mcandrew | SVP Bus. Strat. & Dev. | 09 Nov 2016 | 57,971 | 0 | - | - | Restricted Stock Units | ||
| Stephen J. Mcandrew | SVP Bus. Strat. & Dev. | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 09 Nov 2016 | 57,971 | 57,971 | - | - | Common Stock | |
| Donald J. Griffith | None | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 09 Nov 2016 | 144,927 | 144,927 | - | - | Common Stock | |
| Donald J. Griffith | None | 09 Nov 2016 | 144,927 | 0 | - | - | Restricted Stock Units | ||
| Scott A. Canute | None | 18 May 2016 | 58,500 | 130,963 | - | - | Common Stock | ||
| Scott A. Canute | None | 18 May 2016 | 351 | 0 | - | - | Series A Preferred Stock | ||
| Todd C. Brady | None | 18 May 2016 | 398 | 0 | - | - | Series A Preferred Stock | ||
| Todd C. Brady | None | 18 May 2016 | 66,333 | 124,303 | - | - | Common Stock | ||
| Pankaj Mohan | Director, President & CEO, Ten Percent Owner | 18 May 2016 | 106 | 0 | - | - | Series A Preferred Stock | ||
| Pankaj Mohan | Director, President & CEO, Ten Percent Owner | 18 May 2016 | 17,666 | 39,405 | - | - | Common Stock | ||
| Kenneth M. Bahrt | Chief Medical Officer | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 13 May 2016 | 1,000 | 1,000 | - | - | Series B Warrants (right to buy) | |
| Kenneth M. Bahrt | Chief Medical Officer | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 13 May 2016 | 1,000 | 1,000 | - | - | Series A Warrants (right to buy) | |
| Kenneth M. Bahrt | Chief Medical Officer | Purchase of securities on an exchange or from another person at price $ 0.00 per share. | 13 May 2016 | 2,000 | 2,000 | - | - | Common Stock |